7-Oxa-2,3-Diazanorbornene: A One-Step Accessible Monomer for Living Ring-Opening Metathesis Polymerization to Produce Backbone-Biodegradable Polymers
Traditional ring-opening metathesis polymerization (ROMP) reactions exhibit broad functional group compatibility and precise control over polymer architectures, albeit with non-biodegradable backbones. Recent progress has resulted in a series of biodegradable ROMP products with diverse cleavable functional groups, yet the majority of the monomers display moderate to low ring strain, which restricts their living polymerization reactivity. In this study, a novel category of readily available 7-oxa-2,3-diazanorbornenes (ODAN) is presented, which exhibits the highest ring strain (22.8 kcal/mol) compared to existing degradable ROMP monomers. This trait endows ODAN with the ability to perform living polymerization reactions, generating narrowly dispersed homopolymers, block copolymers, and statistical copolymers with various cyclic olefin comonomers, thereby enabling precise control over distribution of the biodegradable functional groups. Additionally, the resultant polymers comprise directly connected allyl hemiaminal ether and urethane units, which are hydrolyzable at controllable rates. Thus, these well-defined, structure-tunable, and backbone-biodegradable ROMP polymers are applied as nanoetching materials and biodegradable delivery carriers.
Introduction
The development of living polymerization enables the synthesis of precision polymers with well-controlled structures and properties.1,2 Among the diverse polymer properties, backbone biodegradability holds significant importance in the fields of environmental sustainability, biomedicine, and nanoetching materials.3–5 However, using living polymerization tools to precisely control the distribution of the biodegradable functional groups poses considerable challenges, as traditional living polymerization reactions give completely biodegradable backbones (e.g., polyesters, polyamides, and polyacetals) or nondegradable backbones (e.g., vinylic addition polymers). Although living polymerization reactions can generate block copolymers (BCPs) with different structures and functions, the covalent-tethering of degradable and nondegradable backbones usually requires complex chain end control and the use of macroinitiators to switch polymerization techniques.6,7
Olefin metathesis reactions, especially ring-opening metathesis polymerization (ROMP)
reactions using commercially available Ru-based precatalysts, are highly versatile
approaches for synthesizing functionalized macromolecular materials with diverse applications
ranging from drug delivery to large-scale engineering plastics.8–11 The ROMP reactions that feature living polymerization characteristics enable the
precise control of polymer architectures, such as linear, block, bottlebrush, and
star shapes.12,13 ROMP polymers are intrinsically degradable due to the presence of alkenes that are
cleavable under metathesis and strong oxidation conditions.14 To make the polymers capable of undergoing degradation into smaller fragments under
physiological conditions, diverse heteroatoms and cleavable linkages need to be introduced,15,16 such as silicon,17–21 phosphorous,22–24 acetal/ketal,25–32 vinyl ether,33–42 ester,43–45 carbonate,46 and hemiaminal ether.47,48 However, mostly due to low to moderate ring strain (Figure 1a),49 when making BCPs containing biodegradable components, these monomers cannot form
“pure homo-blocks” by living ROMP of themselves. They can only be used as sacrificial
“end blocks,”24–29 or be copolymerized with highly reactive alkenes to form nearly “alternating blocks.”17,34,35,37–40 Figure 1 | (a) Representative ROMP monomers for biodegradable polymers, showing their number
of synthetic steps and approximate ring strain energies. (b) Design rationale of ODAN
as biodegradable living ROMP monomers.
The insufficient ring strain in previously reported biodegradable ROMP monomers can be regarded as a compromise of structural design to the synthetic feasibility,16 as formation of strained rings usually requires more energy input to overcome the enthalpy penalty in a highly strained system. To overcome this challenge, we are inspired by norbornenes, which are the most common living ROMP monomers bearing [2.2.1]-bicyclic motifs and can be easily accessed through Diels–Alder (DA) reactions. It is hypothesized that if multiple heteroatoms are used to substitute norbornenes, the living ROMP feature and biodegradability can be simultaneously achieved. More specifically, as shown in Figure 1b, 7-oxa-2,3-diazanorbornene (ODAN) consisting of one oxygen atom and two nitrogen atoms within the [2.2.1]-scaffold is utilized for living ROMP to form structurally well-defined biodegradable polymers. Like norbornenes, highly strained ODAN derivatives can be prepared through a one-step solvent-free hetero-DA cycloaddition reaction using commercial furan and azodicarboxylate as starting materials.50 More importantly, the resulting ROMP polymers are demonstrated to have hydrolyzable hemiaminal ether groups, and the hydrolysis rates are tunable by varying the substituents on ODAN derivatives. This approach allows for the synthesis of diverse biodegradable ROMP multiblock and statistical copolymers that possess well-controlled biodegradable sequence, controlled nanoetching morphology, controlled fragments after degradation, and controlled degradation rates.
Experimental Methods
Materials and characterization
Materials and characterization by nuclear magnetic resonance (NMR) ( Supporting Information Figures S57–S74), gel permeation chromatography (GPC), thermogravimetric analysis (TGA), differential scanning calorimetry (DSC), scanning electron microscope (SEM), and small-angle X-ray scattering (SAXS) involved in this work are all represented in the Supporting Information.
Monomers synthesis
Diethyl azodicarboxylate (DEAD; 1.74 g, 10 mmol) and distilled furan (2.2 mL, 30 mmol)
were placed in a 10 mL flask equipped with a magnetic stir bar, and the mixtures were
stirred at 25 °C for 2.0 h until the color changed from orange red to colorless. The
Homopolymers synthesis
In a N2-filled glovebox, the desired amounts of monomers were added to 5 mL vials equipped with a magnetic stir bar, then anhydrous tetrahydrofuran (THF) was added to the vials. The required amount of Grubbs III catalyst solution in THF was then added to the vial and the concentration of monomers was ensured to be 0.5 M. The solution was stirred at 0 °C. When the polymerization was completed, the reactions were quenched with excess ethyl vinyl ether and the SiliaMetS DMT metal scavenger was added to remove the catalyst residue. After filtration, the polymers were obtained without further purification after the THF was removed through evaporation.
Penta-BCP synthesis
In a N2-filled glovebox,
Acidic hydrolysis of the polymers
Twenty milligrams of polymer were dissolved in 2 mL of THF, and 20 μL 1 M HCl was added to the solution. The mixture was stirred for 4 h. Excess sodium bicarbonate and sodium sulfate were added and the mixture was allowed to sit for 10 min. Finally, the mixture was extracted with dichloromethane (DCM), concentrated, and subjected to GPC analysis.
Casting and etching of the diblock copolymer films
Diblock copolymers
Degradation of bottlebrush polymers under buffered conditions
Ten milligrams of bottlebrush polymers prepared as described above were placed in a vial containing 2 mL of the requisite pH ≈ 7.4 phosphate-buffered saline (PBS) buffer. The solution was stirred at 25 °C for the indicated times. The water was removed through evaporation and the mixture was suspended in DCM, then excess sodium sulfate was added and the reaction mixture was allowed to sit for 5 min. Finally, the DCM solution was filtered with a 0.2 μm Nylon filter, concentrated under vacuum, dissolved in THF, and subjected to GPC analysis.
Results and Discussion
Controlled sequence
The hetero-DA cycloaddition reactions between furan and DEAD were first reported in
the 1950s, and the cycloadduct
![]() |
|||||
---|---|---|---|---|---|
Entry | Polymer | Time (h) | Mn (kDa)b | Mn,theo (kDa) | Đb |
1 |
|
2 | 11.6 | 12.1 | 1.04 |
2 |
|
2 | 22.1 | 24.2 | 1.04 |
3 |
|
2 | 29.5 | 36.1 | 1.05 |
4 |
|
2 | 37.2 | 48.4 | 1.08 |
5 |
|
4 | 48.6 | 72.6 | 1.11 |
6 |
|
8 | 71.2 | 121.1 | 1.16 |
7c |
|
2 | 21.9 | 24.2 | 1.04 |
8c |
|
4 | 66.4 | 121.1 | 1.42 |
9d |
|
2 | 22.8 | 24.2 | 1.04 |
10e |
|
2 | 9.3 | 13.3 | 1.41 |
11 |
|
2 | 25.4 | 27.0 | 1.06 |
12 |
|
2 | 33.3 | 36.6 | 1.04 |
13 |
|
2 | 29.4 | 29.8 | 1.05 |
When the ODAN monomers were polymerized using the Grubbs III catalyst in THF, complete
monomer conversion and obvious living polymerization features were observed (Figure 2a,b, Table 1, and Supporting Information Table S1). The number average molecular weight (Mn) increased linearly with the monomer to initiator ratio ([M]/[I]), while the polydispersity
(Đ) remained narrow (Figure 2b). At a [M]/[I] ratio of 100, the reactions performed at 0 and 25 °C gave similar
Mn and Đ results (Table 1, entries 2 and 7). However, at a [M]/[I] ratio of 500:1, the ROMP of
Figure 2 | Living polymerization of ODAN derivatives. (a) GPC traces for homopolymerization of
ODAN1. (b) Linear plots of Mn versus [M]/[I] for P-ODAN1m. Linear regression R2 = 0.993. (c) GPC traces for ABCDE-type penta-BCPs with five different repeating units.
The living ROMP of ODAN derivatives was then applied to prepare multiblock copolymers
with well-defined sequences. Through sequential addition of classical living ROMP
monomers (
Controlled nanoetching morphology
After the ROMP reactions, the ODAN monomers are transformed into 1,3,4-oxadiazolidine-3,4-dicarboxylate
scaffolds within the polymer backbones, featuring directly connected allyl hemiaminal
ether and carbamate units. As a consequence, it is hypothesized that the polymer backbones
are hydrolyzable under biorelevant conditions.47,54 Specifically, although the ODAN-derived polymers can be stably stored at room temperature
as solids for over 3 months without significant changes in Mn and Đ ( Supporting Information Figure S13), rapid degradation of
Scheme 1 | Hydrolysis of small molecular model compound ROM1 and homopolymer P-ODAN1m.
Self-assembly is one of the most charming features of BCPs,57 and the attachment of a sacrificial degradable block enables the preparation of nanoetching
materials.5 The use of ROMP reactions has the potential to generate these etchable BCPs through
a one-step process, avoiding the complicated controlling of chain-ends and switching
of polymerization methods via traditional methods.6,58,59 However, the self-assembly properties were not evaluated in earlier biodegradable
ROMP BCPs, and there are two plausible reasons: On the one hand, the controllability
of biodegradable ROMP polymers from low to moderately strained monomers does not meet
the requirements of BCP self-assembly study;24–29 On the other hand, the BCPs involving the multicomponent alternating DHF blocks may
have too complicated microphase separation and self-assembly behaviors to be thoroughly
evaluated.17,34,35,37–40 While in the ODAN-based biodegradable polymers reported herein, both problems are
easily circumvented. The diblock copolymer
Figure 3 | Controlled nanoetching morphology of degradable BCPs. (a) GPC traces and (b) stacked
1H NMR spectra of P-NB1100-b-ODAN175 before and after acidic etching. The grey “b-ODAN1m” indicates postdegradation of the ODAN components. (c–e) Comparison of 1D SAXS profiles
of P-NB1100-b-ODAN1m solvent-casting films (“raw” in black color) and their selectively etched films (in
blue color), m = (c) 25, (d) 50, and (e) 75, respectively. Insets: representative
SEM images and the corresponding schematics of microstructures of the etched films,
(c) spherical, (d) cylindrical, and (e) lamellar morphologies, indicated by the yellow
dashed lines.
The solvent-casting films exhibited specific morphologies as the molar fraction of
degradable
Controlled fragments
Statistical copolymerization is another approach to efficiently incorporate degradable
functional groups onto polymer backbones.17,18 Compared to previously reported biodegradable ROMP monomers, ODAN derivatives have
significantly higher ring strain, thus leading to a broader scope of comonomers, ranging
from strained norbornene derivatives to moderately/low strained cis-cyclooctene (COE) and cyclopentene (CPE) (Table 2). The statistical copolymerization with norbornene derivatives remained in the living
manner, producing polymers with narrow polydispersity (Đ < 1.2). By increasing the [M]/[I] ratio, statistical copolymers with high molecular weights (Mn > 200 kDa) can be easily achieved (Table 2, entries 2 and 5). When COE was subjected to the statistical copolymerization with
![]() |
|||||
---|---|---|---|---|---|
Entry | Polymer | Time (h) | Mn (kDa)d | Mn,theo (kDa) | Đd |
1 |
|
2 | 53.1 | 44.7 | 1.05 |
2 |
|
8 | 200.3 | 223.5 | 1.14 |
3b |
|
2 | 38.8 | 44.7 | 1.09 |
4 |
|
2 | 111.4 | 107.2 | 1.15 |
5 |
|
8 | 221.0 | 235.2 | 1.17 |
6b |
|
2 | 45.6 | 47.5 | 1.07 |
7b |
|
2 | 52.4 | 57.2 | 1.07 |
8b |
|
2 | 46.6 | 50.3 | 1.04 |
9b |
|
2 | 21.7 | 35.2 | 1.65 |
10b,c |
|
2 | 21.4 | 31.0 | 1.63 |
For backbone-degradable statistical copolymers, the distribution of the degradable
functional groups directly determines the degradability and the degradable fragments,
while the monomer distribution is contributed by both reactivity ratios and monomer
feeding ratios.60 The monomer distribution can be easily tuned by the feeding ratios only when the
reactivity ratios of the comonomers are comparable. Likely because of the synergistic
effect of the thermodynamic driving force of high ring-strain and the appropriate
chelation kinetic factors of the urethane groups during ROMP of ODAN monomers ( Supporting Information Figure S34),61 the reactivity ratios of
The statistical copolymers were then subjected to acidic hydrolysis and the degradation
behaviors were consistent with expectation. The statistical copolymers of
Figure 4 | (a) GPC traces of statistical copolymers P-ODAN1150-s-NB4n with different n values and their corresponding degradation segments. (b) The Mn of the degradation segments of P-ODAN1150-s-NB4n correlated linearly with the n values.
Controlled degradation rates
Another advantage of the ODAN monomers is the simple modification of substituents,
as four different derivatives can be easily prepared from four inexpensive commercial
azodicarboxylates. Their degradation rates were compared as both homopolymers ( Supporting Information Figure S19) and water-soluble bottlebrush copolymers (
Figure 5 | (a) Structures of water-soluble bottlebrush polymers derived from NBPEG and ODAN1. (b) GPC traces for degradable P-NBPEG20-s-ODANX40 before and after stirring in PBS buffer (pH ≈ 7.4) at 25 °C, indicating different
degradation rates due to different substituents. (c) In vivo fluorescence imaging
of BALB/c nude mice that received intravenous injection of Cy5-labeled DPPEG, Cy5-labeled
NPPEG, free Cy5, or PBS over time. (d) Ex vivo fluorescence imaging of major mice
organs at day 7 post-injection. (e) Quantification of Cy5 fluorescence in the supernatant
of homogenized organs (n = 3 biologically independent samples). Statistical significance
was calculated by one-way ANOVA: *p < 0.05, **p < 0.01, ****p < 0.0001, ns represents
not significant.
To evaluate the biodegradability of the ODAN-based ROMP copolymers, we synthesized Cyanine 5 (Cy5)-labeled degradable PEG-grafted polymers through NHS coupling to enable in vivo fluorescence imaging (the fluorescent degradable polymer is abbreviated as DPPEG). Cy5-labeled nondegradable PEG-grafted polymers (NPPEG), free Cy5, and PBS were used as controls. DPPEG, NPPEG, free Cy5, or PBS was intravenously injected through the tail vein into BALB/C nude mice at equal dose of Cy5. We monitored the clearance of the Cy5 signals from mice by an in vivo imaging system for up to 168 h. As shown in Figure 5c, the fluorescent signals of free Cy5 rapidly decreased from 0.5 to 48 h and reached to the background level at 120 h post-injection, suggesting rapid clearance of Cy5 due to its small molecular weight. On the other hand, Cy5 signals from NPPEG-treated mice slowly declined and maintained much longer than free Cy5, suggesting prolonged blood circulation time and slower clearance rate, which are often observed for PEG brush polymers with high molecular weights.63 The retention time of Cy5-DPPEG in mice was between that of free Cy5 and NPPEG, suggesting that Cy5 was attached to DPPEG upon injection and was then slowly cleared due to the degradation of polymer backbones. Ex vivo imaging of major organs showed that NPPEG mainly accumulated in the liver, which is typical for PEG brush polymers (Figure 5d).64 Free Cy5 primarily accumulated in the kidney and was cleared from the body through glomerular filtration.65 Quantification of Cy5 through either imaging data or supernatants of homogenized organs both showed that DPPEG and free Cy5-treated mice have similar fluorescent signals which are significantly lower than NPPEG-treated mice in the liver (Figure 5e and Supporting Information Figure S56). These results further demonstrate that DPPEG was degraded in 7 days post-injection, which is consistent with the GPC analysis (Figure 5b and Supporting Information Figure S51). Collectively, these data suggest that DPPEG can serve as a biodegradable material to tune the blood circulation time and biodistribution of small molecules, thus serving as a promising candidate as drug delivery vehicles. The fast degradation kinetics of DPPEG could alleviate toxicity or side effects associated with the prolonged accumulation of traditional ROMP-polymer-based drug carriers and enable repeated administration of drugs in short periods.
Conclusion
In summary, ROMP monomers namely ODAN are expediently synthesized through a one-step, solvent-free hetero-DA cycloaddition process from furan and azodicarboxylates. ODAN derivatives have high ring strain, allowing for living polymerization to afford well-defined homo- and block-copolymers with narrow polydispersity, as well as statistical copolymers with a broad scope of cyclic olefin comonomers and diverse reactivity ratios. After ROMP, ODAN groups convert into 1,3,4-oxadiazolidine-3,4-dicarboxylate scaffolds that are hydrolyzable with tunable rates. The BCPs can be efficiently degraded, and the heterogeneous degradation successfully produced nanoetched microporous polymers with well-defined microstructures. Meanwhile, the statistical copolymers can also be degraded into fragments with controllable molecular weights, and the water-soluble brush copolymers are successfully degraded under biological conditions. Overall, this straightforward method enables ROMP to produce polymers that simultaneously have both backbone-biodegradability and precise structural tunability, which will find potential applications ranging from nanolithography to drug delivery.
Supporting Information
Supporting Information is available and includes experimental procedures, characterization, NMR, GPC, DSC, DFT calculation, and relevant discussions.
Disclosure
The authors declare no conflict of interest. All animal experiments reported here were performed according to a protocol approved by the Peking University Institutional Animal Care and Use Committee (Approval No. LA2021362).
Data Availability Statement
The data that support the findings of this study are available in the Supporting Information of this article.
Preprint Acknowledgment
Research presented in this article was posted on a preprint server prior to publication in CCS Chemistry. The corresponding preprint article can be found here: 10.26434/chemrxiv-2023-ltf08-v3.
Funding Information
This work was financially supported by the National Natural Science Foundation of China (grant nos. 22001254 and 22175188).
Acknowledgments
The authors acknowledge Prof. Geoffrey W. Coates (Cornell University) for helpful discussion.
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